Please use this identifier to cite or link to this item: https://hdl.handle.net/10419/262658 
Year of Publication: 
2016
Series/Report no.: 
Working Paper No. 256
Publisher: 
University of Chicago Booth School of Business, Stigler Center for the Study of the Economy and the State, Chicago, IL
Subjects: 
Financial Advisers
Brokers
Consumer Finance
Financial Misconduct and Fraud
FINRA
Document Type: 
Working Paper

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